
by
Timothy B. Lewis of the Constitutional Freedom Foundation
The Federalist Papers
When
the Constitution was finalized and sent to the national
congress and the states for adoption, some states were
thought to be linchpin states. In other words, if any
of them rejected it, the worry was that it would cause
a stampede away from adoption. One of those states was
New York.
The
influential Governor of New York was publicly opposed to
adoption. Alexander Hamilton, one
of the New York delegates to the Constitutional Convention,
took it upon himself to try to sway public opinion in New
York in favor of adoption. He started submitting articles
to the New York papers under the pen name of "Publius." This
series of articles analyzed the language of the Constitution
and indicated what it would do and not do. Hamilton did
not write all of the articles. John Jay wrote five of
them, James Madison about thirty, and Hamilton about fifty.
Nobody
knew who the authors were initially but the articles generated
much debate in New York and in the various other states
where the articles were reprinted. They were eventually
compiled as a set and called "The Federalist Papers" or
sometimes simply referred to as “The Federalist.” The
group of people who were in favor of adoption were called "Federalists" while
those who were against passage were called "Anti-Federalists."
Concerning
the perceived stature of the Federalist Papers, consider
the following comments about them:
“The best commentary on the principles of government which
has ever been written.” Thomas
Jefferson
“The Federalist...is a complete commentary on our Constitution,
and is appealed by all parties in the question to which
that instrument has given birth. Its intrinsic value entitles
it to its highest rank, and the part two of its authors
performed in framing the Constitution put it very much
in their power to explain the views with which it was framed.” Chief
Justice John Marshall speaking for a unanimous U. S. Supreme
Court.
“The Federalist may fairly enough be regarded as the
most authentic exposition of the text of the federal Constitution,
as understood by the body which prepared and the Authority
which accepted it.” James Madison
The Principal Theme Of Those Papers: Limited Federal Authority
The
Anti-federalists worried that the Constitution would create
too strong of a central government and destroy state sovereignty. In
order to refute their arguments, the prime theme of the
Federalist Papers was the notion of limited delegated authority
to the federal government. The Federalist Papers were,
in effect, the intellectual sales pitch behind adoption
and were quoted widely by the Supreme Court during our
first 150 years of nationhood. Such quoting, however,
became much rarer from the New Deal period onwards as the
Supreme Court veered sharply away from core precepts expounded
in the Federalist.
Separation of Powers & Checks and Balances
Although
it wasn’t until many years later that Lord Acton coined
his oft-quoted phrase “Power tends to corrupt and absolute
power corrupts absolutely,” the framers of our Constitution
believed the same thing and were very deliberate to avoid
such problems in our country. More than any government
before, they took great pains to diffuse political power
as much as possible in order to avoid despotism and tyranny.
When
we hear the terms “separation of powers” and “checks and
balances,” most Americans today only think of the three
branches of government at the federal level, namely, the
executive, legislative, and judicial branches. While such
a conceptualization is true, it is incomplete, because
it refers only to the horizontal aspect of those
terms (that is, checks and balances & separation of
powers within only one level of government). These terms,
however, also have a vertical aspect known as “federalism” or
the distribution of various governing powers between the
federal and state governments. “Federalism” refers to
a system in which the powers of government are shared between
a central or national government (often referred to in
our country as the “federal” government) and smaller constituent
units (in our system, the “states”).
The
quotations which follow indicate how some of the principal
figures of the founding generation viewed the topic of
federalism.
Thomas
Jefferson:
“Our country is too large to have all its affairs directed
by a single government....The true theory of our Constitution
is surely the wisest and best, that the States are independent
as to everything within themselves, and united as to everything
respecting foreign nations. Let the General Government
be reduced to foreign concerns only...and our General Government
may be reduced to a very simple organization, and a very
inexpensive one; a few plain duties to be performed by
a few servants.”
“...[T]he way to have good and safe government, is not to
trust it all to one, but to divide it among the many, distributing
to every one exactly the functions he is competent to. Let
the national government be entrusted with the defense of
the nation, and its foreign and federal relations; the
State governments with the civil rights, laws, police,
and administration of what concerns the State generally;
the counties with the local concerns of the counties, and
each ward direct the interests within itself. It is by
dividing and subdividing these republics from the great
national one down through all its subordinations, until
it ends in the administration of every man’s farm by himself;
by placing under every one what his own eye may superintend,
that all will be done for the best. What has destroyed
liberty and the rights of man in every government which
has ever existed under the sun? The generalizing and concentrating
all cares and powers into one body....”
James
Madison:
"The powers delegated by the proposed Constitution to
the federal government are few and defined. Those which
are to remain in the state governments are numerous and
indefinite."
In
Federalist #39 Madison said that the federal government’s “jurisdiction
extends to certain enumerated objects only, and leaves
to the several states a residuary and inviolable sovereignty
over all other objects.”
The Taxing & Spending Power Under The General Welfare Clause
Article
1, Section 8 of the Constitution delineates the powers
delegated to the national Congress. The entire section
is but one long sentence. Contained within it are both
the “general welfare” and the “necessary and proper” clauses. In
Federalist #41 Madison said that the opponents of the constitution “fiercely
attacked” the open-endedness of the power to tax and spend
for the general welfare of the U.S. They argued this amounted
to an unlimited delegation of power. Madison said that
they were misconstruing that section. He explained:
“...shall the more doubtful and indefinite terms [i.e. the
terms “general welfare” and “necessary and proper”] be
retained in their full extent, and the clear and precise
expressions [i.e. the specific Art.1, Section 8 delineations
of power] be denied any significance whatsoever? For what
purpose could the enumeration of particular powers be inserted
if these and all others were meant to be included in the
preceding general power? Nothing is more natural nor common
than first to use a general phrase, and then to explain
and qualify it by a recital of particulars. But the idea
of an enumeration of particulars which neither explain
nor qualify the general meaning, and can have no other
effect than to confound and mislead, is an absurdity...”
He
further said that if the specific delegations of authority
do not limit the import of the prior general phrase regarding
the “general welfare,” then it gives congress the “power
to legislate in all cases whatsoever.” Any student of the history
of those times would conclude that such a proposition would
never have had any chance of passage if put to a specific
vote. Madison’s logic is quite sound here.
Jefferson
agreed:
“...Congress had not unlimited powers to provide for the general
welfare, but were restrained to those specifically enumerated;
and that, as it was never meant they should provide for
that welfare but by the exercise of the enumerated powers,
so it could not have been meant they should raise money
for purposes which the enumeration did not place under
their action; consequently, that the specification of powers
is a limitation of the purposes for which they may raise
money.”
“To consider the [general welfare clause]...as giving a distinct
and independent power to do any act they [Congress] please,
which might be for the good of the Union, would render
all the preceding and subsequent enumerations of power
completely useless. It would reduce the whole instrument
to a single phrase, that of instituting a Congress with
power to do whatever would be for the good of the United
States; and as they would be the sole judges of the good
or evil, it would be also a power to do whatever evil they
please. It is an established rule of construction where
a phrase will bear either of two meanings, to give it that
which will allow some meaning to the other parts of the
instrument, and not that which would render all the others
useless. Certainly no such universal power was meant to
be given them. It was intended to lace them up strictly
within the enumerated powers....”
Commenting
on the same “general welfare” term in ancient Roman law,
Cicero observed:
"Though liberty is established by law, we must be vigilant,
for liberty to enslave us is always present under that
very liberty. Our Constitution speaks of the 'general welfare
of the people.' Under that phrase all sorts of excesses
can be employed by lusting tyrants to make us bondsmen."
But
contrary to all of the foregoing, the Supreme Court in
modern times has said that the taxing and spending power
is not limited to the specific powers delegated to Congress
under Article 1, Section 8 of the Constitution. Basically, today nobody
even tries to call into question the federal government’s
taxing and spending powers. Through “strings money” it
can buy virtually any state action it desires. When the
states stand in front of the federal government with their
hands out-stretched and palms up, we can see a collective
application of Hamilton’s observation that: “In the general
course of human nature, a power over a man’s [state’s]
subsistence amounts to a power over his [its peoples’]
will.”
Whatever Happened To The 10th Amendment?
When
he later drafted the Bill of Rights, Madison felt inclined
to drive home the idea of limited federal authority in
the language of the 10th Amendment which reads:
"The powers not delegated to the United States by the
Constitution, nor prohibited by it to the States, are reserved
to the States respectively, or to the people."
Because
it is part of the Constitution itself, this is the clearest
and most authoritative declaration of federalism and the
limited delegated powers concept. Appropriately, it is
found in the section whose purpose is to protect individuals
from the federal government, namely, the Bill of Rights. But
as we will see later, the10th Amendment has
virtually been read out of the Constitution by the Supreme
Court.
Jefferson
observed:
"I consider the foundation of the Constitution as laid
on this ground: That 'all powers not delegated to the United
States, by the Constitution, nor prohibited by it to the
States, are reserved to the States or to the people' (10th
Amendment). To take a single step beyond the boundaries
thus specifically drawn around the powers of Congress,
is to take possession of a boundless field of power, no
longer susceptible to any definition."
Can
anyone seriously deny that his prediction has come true?
Hamilton’s Views Were Different Than Some Might Think Today
Even
Alexander Hamilton, who is credited with expansive visions
of federal powers spoke in terms of strict limitation in
describing the federal powers. In Federalist #29 he pointed
out that the “necessary and proper” clause allows the federal
government to execute its declared powers. But to avoid
the implication that that clause allows the federal government
to do anything it pleases, he made a case for being reasonable
in interpreting the powers delegated to Congress. If
Congress operated outside of its declared powers, the “necessary
and proper” clause would not stand alone in validating
the federal powers thus assumed.
Said
Hamilton:
“...the laws of Congress are restricted to a certain sphere,
and when they depart from this sphere, they are no longer
supreme or binding. In the same manner the states have
certain independent powers, in which their laws are supreme;
for example, in making and executing laws concerning the
punishment of certain crimes, such as murder, theft, etc.,
the states cannot be controlled.”
Hamilton
also wrote Federalist #78 which takes a very limited view
of the role of the federal judiciary. This will be discussed
in more detail in the next article.
In
Federalist #33 Hamilton clarifies that the “necessary and
proper” clause was designed to effect the execution of
the laws properly passed on the basis of the enumerated
powers delegated to the federal government. Thus, he said
the phrase was “perfectly harmless.” He said
that laws passed pursuant to these delegated powers become
the supreme law of the land but that those that were not
passed pursuant to those delegated powers would not become
the supreme law of the land.
In
Federalist #32, he said:
“the State governments would clearly retain all the rights
of sovereignty which they before had, and which were not,
by [the Constitution], exclusively delegated to the United
States.”
“all authorities of which the states are not explicitly divested
in favor of the union, remain with them in full vigor.”
“[A]n attempt on the part of the national government to abridge
them [the states] in the exercise of [their power to tax,
and by implication, all of their other retained sovereign
powers], would be a violent assumption of power, unwarranted
by any article or clause of [the] Constitution.”
Today
we have justified social welfare payments that now exceed
our spending on national defense. This is the exact reverse
of what Hamilton envisioned. He said the costs of non-military
expenses of government “are insignificant in comparison
with those which relate to national defense.” (emphasis mine)
So
even though the “Hamiltonian View” is often presented as
the basis for arguing in favor of expansive federal powers,
the foregoing quotations should give one pause to consider
what he really believed.
Chief Justice John Marshall’s View
Chief
Justice John Marshall was easily the most prolific writer
of opinions in the early years of the Supreme Court. In
asserting the Supreme Court’s power to nullify a legislative
act as being unconstitutional he observed on behalf of
a unanimous Supreme Court:
“To what purpose are powers limited, and to what purpose is
that limitation committed to writing, if those limits may,
at any time, be passed by those intended to be restrained?...The
Constitution is either a superior paramount law, unchangeable
by ordinary means...[or it is an] absurd attempt, on the
part of the people, to limit a power in its own nature
illimitable....the framers of the constitution contemplated
that instrument as a rule for the government of the court,
as well as the legislature.”
Unfortunately,
the Supreme Court’s “interpretations” of our Constitution
over the passing decades have effectively turned it into
merely an absurd attempt, on the part of the people, to
limit federal power which, as we have seen, appears to
be “in its own nature illimitable.”
What Should Be Handled At The Federal Level And What At The State Level?
This
issue has to be considered in both the positive and negative
contexts. Following the mandate of the 10th Amendment,
first we ask ourselves what positive powers were delegated
to the federal government. Then we ask if the Constitution
prohibits a particular power at either the federal or state
level -- or both. Finally, whatever has not been specifically
delegated to the national Congress nor prohibited to the
states, is reserved to the states as the ultimate default
rule.
Let
us consider the positive delegations of power to the federal
government. Generally speaking, those things which require
that we speak and/or act with one unified national voice
are prime candidates for federal control. Among others,
things that fit into this category would be declarations
of war; making treaties with other countries; the coinage
of money; regulating commerce between the states, Indian
tribes and with foreign countries (remember the interstate
commerce problems discussed in the last article); setting
weights and measures; creating and protecting patents and
copyrights; etc. These are all found among the specific
positive powers delegated to Congress under Article 1,
Section 8.
Then
everything falling outside the list of the specific powers
contained in Article 1, Section 8 is positively reserved
to the states for their respective determinations unless it
is negated by a specific prohibition somewhere within the
constitutional text.
Article
1, Section 9 lists specific prohibitions against the federal
government and Article 1, Section 10 lists specific prohibitions
against the state governments.
For
example, consider “bills of attainder” (legislative, as
opposed to judicial, pronouncements of criminal guilt)
and “ex post facto laws” (laws making something that was
legal when done, illegal retroactively). Both the federal
government and the states are prohibited from passing such
laws. Absent a constitutional amendment taking away such
prohibitions, no level of government can constitutionally
pass such laws no matter how high the democratic majorities
are who want them. They have been taken out of the normal
democratic realm.
Why
would anything be specifically prohibited like that? As
one scans the lists of prohibitions including the two explained
in the prior paragraph, at least two separate ideas come
to mind. Either, (1) the fundamental wrongness or injustice
of something or (2) the propensity for some type of significant
societal harm associated with a particular governmental
act, was sufficiently perceived by a super-majority of
the people as to justify creating a constitutional prohibition
against it which would be immune to reversal by simple
majority vote at either the federal or state level. Successful reversals
could only properly come about through the formal super-majoritarian,
nationwide, amendment process set forth in the Constitution.
So,
for example, if a super-majority of Congress and the state
legislatures across the nation perceived a fundamental
wrongness and/or significant societal harm associated with
gay marriages, passing a constitutional amendment restricting
marriage to one man and one woman, would not violate either
the spirit or the letter of the notion of federalism. We
would simply be adding something to the lists of prohibitions
contained in Article 1, Sections 9 & 10. Federalism
is simply the sharing of powers and/or prohibitions between
the federal and state governments. And how that sharing
ultimately shakes out, is only properly determined democratically
through super-majority vote either through the original
adoption of the Constitution itself or the formal amendment
process.
What would violate
the notion of federalism, however, would be for the courts
to make undemocratic changes in the sharing arrangement
regarding powers and prohibitions rather than the people
themselves. Unfortunately this the courts have done with
reckless abandon. And it is from an apprehension that
they are about to put on a repeat performance in forcing
the acceptance of gay marriage upon the states, that a
constitutional amendment is being proposed to head them
off at the pass.
Why Are Some So Condescending Towards The Idea Of States’ Rights Under Federalism?
Why
are some so condescending towards the idea of states’ rights
under federalism? First off, their tune would quickly
change if the Supreme Court started ruling against their
minority political positions rather than imposing them
from the bench onto the majority of the people. Were that
the case they would quickly become converts and start clamoring
very loudly for “states’ rights” in hopes that in some
state, somewhere, their minority political views could
bear sway. But so long as the Supreme Court has been willing
to impose those political views onto the whole nation through
judicial activism, those on the winning side have heaped
nothing but scorn and contempt upon the idea of states’ rights.
Imagine
what would happen if the Supreme Court were to give every
fetus a “constitutional right” to life making it impossible
for any woman to ever have an abortion unless her life
were seriously at stake. Were the shoe on the other foot
and the pro-life/anti-abortion camp getting the court to
undemocratically impose its political will on everybody
(like the pro-choice/pro-abortion camp has), certainly
the pro-abortion camp would be making all of the same philosophical
arguments made in this article to argue against such a
state of affairs – and they would be correct to do so. But
apparently they are willing to “look the other way” and
ignore the violations of basic constitutional principles
so long as they continue to get their way through such
violations – justifying things under some sort of utilitarian “the
ends justify the means” rationale. But as discussed above,
the courts should not be any sort of public policy makers
favoring one side or the other – the battles over public
policy should play out in democratic, rather than judicial
venues.
Second, the argument is made that we cannot trust the states
to make the correct calls – after all, didn’t some states
allow slavery? Yes, but that sounds like the argument “once
wrong, always wrong,” which is never logically true. The
past does not always equal the future.
If
people in the states were so profoundly and perpetually
stupid, how come they were smart enough to send delegates
to the Constitutional Convention and vote for the adoption
of the Constitution in the first place creating the federal
government? If they were so incompetent, how could they
have had enough foresight to demand as a condition of their
adoption, that the Constitution itself be amended soon
thereafter in order to add the Bill of Rights? Remember
from the prior article how Hamilton and the majority of
the delegates to the Constitutional Convention thought
that was a bad idea? So the people in the states were
smarter than even the drafters on this issue.
In
arguing for the necessity of a Bill of Rights in the proposed
federal Constitution, a New York Anti-Federalist writing
under the pen name of Brutus observed that the same selfish
human tendency of man to victimize and abuse his fellow
man in a state of nature would likewise motivate him to
take advantage of those over whom he is set to govern in
a political capacity within organized societies. Thus
he argued that the federal Constitution should include
express limitations and protections against such potential
abuse and follow the prior lead of the states in
their own constitutions. Said he:
“...in all the constitutions of our own states; there is not
one of them but what is either founded on a declaration
or bill of rights, or has certain express reservation of
rights interwoven in the body of them.”
Consider
too the issue of free speech. Were there no protections
of speech in the states before or after the adoption of
the Bill of Rights? Certainly not. At least ten of the
first fourteen states to adopt the federal Constitution,
had laws guarantying freedom of expression. Obviously, they themselves
had already thought about the idea and wanted to make sure
that similar limitations applied to the federal government. So
they were pretty smart after all.
Besides,
if a few mistakes like slavery should be enough to strip
the states of all decision-making and rule-making authority
in perpetuity, what should be done when we find the federal
government committing its own fair share of mistakes? Should
we strip it of all such authority too? The result would
be utter chaos.
Since
humans are involved in the process, no political arrangement
can truthfully promise infallibility. All we can hope
to do is come up with an arrangement which optimizes our
chances for success and provides the easiest methods of
correction when errors are discovered. Where are we to
find such a system? – our original constitutional framework,
namely, federalism with a healthy dose of states’ rights.
What Dangers Do We Face When The Federal Courts Thwart Democracy and Create
Constitutional Rights Regarding Divisive Political Issues?
Basically,
when the Supreme Court creates a new constitutional right,
it takes the matter out of the democratic realm. It thwarts
the normal democratic process of the people deciding for
themselves from the bottom-up which liberties to give up
and which to retain.
In Lawrence
v. Texas, the case that invalidated Texas’ anti-sodomy
statute, the Supreme Court majority gave the following
justifications for its actions:
“Had those who drew and ratified the Due Process Clauses of
the Fifth Amendment or the Fourteenth Amendment known the
components of liberty in its manifold possibilities, they
might have been more specific. They did not presume to
have this insight. They knew times can blind us to certain
truths and later generations can see that laws once thought
necessary and proper in fact serve only to oppress. As
the Constitution endures, persons in every generation can
invoke its principles in their own search for greater freedom.”
“In all events we think that our laws and traditions in the
past half century are of most relevance here. These references
show an emerging awareness that liberty gives substantial
protection to adult persons in deciding how to conduct
their private lives in matters pertaining to sex. ‘History
and tradition are the starting point but not in all cases
the ending point of the substantive due process inquiry.’”
In
other words, in their opinion the greatest political minds
of our founding generation, and perhaps any generation,
were deficient when it came to an understanding of the
proper limits and extents of liberty, and it is up to a
majority of the nine members of the current Supreme Court
to correct their folly in a permanent fashion by conjuring
up a new constitutional right with no resort whatsoever
to the will of the people as a whole.
Since
the Court said that the “Texas statute furthers no legitimate
state interest” and serves “only to
oppress,” they, in effect, concluded there is no fundamental
moral law involved regarding homosexual conduct and that
no negative social impacts can possibly occur because of
it. And they were so confident in their suppositions as
to feel justified in second-guessing everybody past, present,
and future in such a way as to make it virtually impossible
for future generations to ever second-guess them on those
judgments.
After
all, when one generation expresses its public policy preferences
legislatively, it is relatively easy for future generations
to democratically change those preferences by subsequent
legislation, but not so when the Supreme Court expresses
its own personal policy preferences in monolithic fashion
through self-created “constitutional rights.” Such “rights” can
only be reversed by a constitutional amendment (which is
virtually impossible to achieve) or by the Supreme Court
reversing its own prior judgment on the matter, which also
is highly improbable. Thus, ordinary democracy is trumped,
thwarted, and eliminated in the process.
Would
somebody please point out where the Constitution sets up
a government ruled by judicial oracles? Again, except
regarding those express prohibitions against the states
set forth in the Constitution (the issue at hand not being
one of them), the right to determine the appropriate tradeoffs
between liberty and law rests with the people in their
respective states and not with the U.S. Supreme Court. While
a majority of only nine individuals on the Supreme Court
may conclude that unlimited liberty is the only way to
go -- like they did in Lawrence -- most Americans
probably would not, but apparently their democratic judgment
doesn’t matter any more since a majority of these nine
unelected people say that their wills should permanently
reign supreme on this matter. That is usurpation, plain
and simple.
According
to the logic of the framers and the political structure
they erected, whether one personally agrees or disagrees
with the idea of a state law outlawing sodomy (or abortion,
pornography, strip joints, etc.), Texans have the ultimate
self-regulatory right under the 10th Amendment
to decide these matters for themselves. It shouldn’t matter
whether people outside of Texas agree or disagree with
their decisions. Were a majority of Texans to believe
that any of their laws were unjustified and “served only
to oppress,” they would certainly be free to repeal them
through the normal democratic process within their own
state. But to have the U.S. Supreme Court do it for them
-- and everybody else in the country – is constitutionally
unjustifiable – at least, if the written Constitution really
means anything other than bald judicial whim.
When
legal/political error is created democratically, the losing
side in the debate can afford to be magnanimous and play
the role of “gracious losers” since they know the democratic
political winds can change quite quickly and dramatically
in their favor at any moment – especially if their arguments
are sound. Their angers and frustrations are more easily
manageable in that context than in one where the Supreme
Court declares their side to be permanent losers in the
contest by the creation of a virtually untouchable “constitutional
right.” Being on the losing end of that political battle
tends to produce a deeper level of anger, frustration and
resentment that can even change what once were gracious
losers into revolutionaries. Again, this is why, within
the bounds set forth in the Constitution, the people themselves,
and not judges, should be the ones who determine the appropriate
balance between liberty and law at any particular point
in time and at any particular place.
Federalism Allows For Many Different Experiments
Contrary
to what the Modern Supreme Court has been doing as discussed
above, our founders originally decided to solve Washington’s
dilemma about which liberties to give up and which to retain
by specifically delegating limited decision-making authority
to the federal government and reserving all other authority
to the people of the various states. This makes sense
since reasonable people can disagree about the appropriateness
of making trade-offs between competing societal goals;
they have different value systems; they assess the relative
importance of things differently; they assess inter-connective
cause-and-effect relationships differently regarding things
that have happened in the past; they foresee the future
consequences of things differently; and they differ as
to whether only direct and immediate consequences should
be considered in deciding what the law should be versus
indirect and delayed consequences, etc.
By
allowing the states to democratically decide most matters
for themselves, we allow many different experiments throughout
the country, the results of which can be compared to see
what works best. Through this comparative process, public
policy blunders can be caught and corrected relatively
easily. By contrast, at the federal level such blunders
would be harder to detect and correct. For one thing,
when a one-size-fits-all approach is mandated from above,
little contradictory evidence can be amassed to show the
imprudence of that approach since no competing experiments
are allowed to take place. And massive institutional inertia
at the national level is always very hard to change compared
to the smaller inertial masses at the state level.
Tyrannical
government at the state or local level is far easier to
cope with than tyranny at the federal level. If corrective
efforts fail, it is easy to flee a local tyranny but not
a federal one. In the former case, people can move around
the country to whatever legal system suits them best without
having to forfeit their treasured American citizenship. By
contrast, a federal tyranny is much harder to cope with – if
it cannot be changed, then one has but three choices namely,
(1) endure, (2) forfeit his or her American citizenship
and emigrate, or (3) revolt. In short, our founders’ political
model of federalism was pure genius for allowing a very
diverse nation to cope with deep-seated religious, philosophic,
and political differences.
The
Supreme Court has done great violence to this wonderful
plan handed down to us from our forefathers. In determining
its proper role in our Constitutional scheme, rather than
merely paying lip-service, it should really take what it
once said to heart:
“The question is not what power the federal government ought
to have, but what powers in fact have been given by the
people.”
The
next article will explore more deeply, the proper role
of the judiciary.
Religious Addendum:
Sometimes,
like here, I will end an article discussing a religious
point of view. Please always keep in mind that these only
represent my personal opinions, as with other aspects of
my writings. Since members of the Church of Jesus Christ
of Latter-day Saints dominate the readership of Meridian
Magazine, here I write to them, but others are free to
listen in if they would like. But please remember that
I do not speak for my church – I am but one member trying
to make sense of things in reconciling my religious and
secular beliefs.
We
believe that we are living in the last days. Scriptural
prophecies predict all sorts of political upheavals – wars
and rumors of wars, and mens’ hearts failing them because
of the various calamitous conditions of the times. It
would be nice if we could have enough positive influence
from our religious efforts to turn things around culturally
and morally, but our leaders have told us that the wickedness
of our times approximates that of Sodom and Gomorrah, and
that from here on out, things will not improve.
That
being the case, shouldn’t we embrace the notion of federalism? By
regaining our 10th Amendment rights, we can
at least guarantee a few islands of safety among a tempest-tossed
sea of social and political turmoil that will probably
engulf our nation and the world in the future, as the natural
consequences of poor moral choices.
If
we can get a marriage amendment passed nationally, great,
but if not, then shouldn’t we at least be able to preserve
our 10th Amendment right to deny legal recognition
of gay marriages state by state? Shouldn’t our school
children be entitled to sing Christmas songs in school
without our school administrators cowering at the prospect
of an ACLU lawsuit in federal court to stop the practice? Shouldn’t
we be able to decide whether or not a display of the Ten
Commandments in our courthouses and other public buildings
is appropriate? Shouldn’t Salt Lake City be able to sell
a portion of a street to a church under whatever terms
the two parties can mutually agree without the ACLU trying
to make some sort of constitutional issue out of it in
the federal courts? Under the traditional notion of federalism,
all these rights, and more, belonged to us and were not
justifiable issues for the federal courts.
Are
public policy decisions by a democratic majority always
right and beneficial? No, but they carry the best chances
for success. King Mosiah recognized this when he transformed
his society from a monarchy into a sort of democratically
controlled judiciary in Mosiah 29. Consider verses 26 & 27
in particular. He predicted that most of the time, the
majority will want what is right, but there are no guarantees. He
warns us that if it ever gets to the point where the majority
wants that which is wrong, then natural calamitous consequences
will follow.
He
said that quite often a political minority might want that
which is wrong, which is why they should not be allowed
to be in control of the majority. In our political scheme,
that could easily be the judiciary which, unlike the judiciary
in Mosiah’s day, is not democratically controlled. Is
it not possible that such a minority could push us to the
brink of awesome judgments from God? Of course the world
would scoff as such a proposition, but how could anyone
read the Bible or the Book of Mormon without seriously
considering that question?
I
suspect that as time goes by, religious faith of all kinds
will be subjected to withering criticism and ridicule.
Certainly the religious extremism behind world-wide terrorism
will be used to argue that all religion in general is nothing
but irrational myth. But by the same token, couldn’t science
in general be similarly tarnished by citing the mad-science
practiced by Hitler? Both attempts at generalization are
irrational. Exceptions should not be used to define the
general rules.
If
you want to consider general rules, consider the fact that
religious people founded this country and gave us the most
extraordinary and successful constitutional system of government
and economic system the world has ever known. Religious
people are the ones that provide the moral backbone to
our society, without which, things would turn horrific
very quickly.
Before
you decide to capitulate in the face of criticism and rebuke,
examine the nature of your opposition. If you consider
things carefully, you will find that you are only being
opposed by a conflicting faith. In other words, it is
not a matter of scientific fact versus religious faith,
or rational truth versus religious myth, but rather, religious
faith versus irreligious faith. Don’t psych yourself out
by making Goliath look bigger than he really is.
In
my personal opinion,
in most cases, but not all, it would probably not be
wise to try to win political arguments in overtly unique
religious terms. Expressing broad religious faith is
fine for we should never cede the religious ground, but
citing the specific religious doctrines or scriptures
of our faith, should probably be avoided. For example,
while I talked about King Mosiah to you who are of my
faith, I don’t suspect it would get me very far to talk
about him in the political realm to someone outside of
our faith. I use him to illustrate the fact that our
faith is consistent with others concerning our common
political interests of preserving our constitutional
form of government and halting the moral decline that
imperils our nation.
The
religious terms we use should be of the type that would
naturally unite people of other religious faiths. We all
need each other in order to effect worthwhile political
change. All religions differ somewhat in specific doctrine,
but their foundational bases are very much alike. We should
focus on our similarities, and not our differences, in
forming political alliances. The older I get, the more
I appreciate the good people of other faiths. I have learned
many invaluable lessons from them in my study of these
matters. The vast majority of quotations I use in these
articles come from religious people who were not or are
not of my particular faith – but I can see that those of
my faith owe them a tremendous debt of gratitude for helping
us to likewise perceive very important philosophic truths
relating to our constitutional form of government. In
the 12th century words of Bernard de Chartres, “...we
stand like dwarves on the shoulders of giants.”
While
our religious faith should motivate us to become active
participants in the political arena, once there, most of
our arguments should be of the secular realm in order to
be persuasive. We should know our American history and
heritage, and our founding legal, political, and economic
philosophy, which is what I am trying to share with you
in these articles. We should also develop the ability
to use common sense and perceive the relative strengths
and weaknesses of any argument. To do this, we should
strive to see cause and effect relationships and perceive
the probability of perverse incentives and unintended negative
side effects creeping into any given policy or proposal. We
should not limit our consideration to the direct and immediate
consequences of things, but should also consider probable
indirect and delayed consequences as well. We should not
take things at face value, but ponder them deeply to discover
the truth. Often times what initially appears to be a
devastating argument, evaporates upon cool, and calm, rational
consideration done in private.
The
scriptures tell us to gather words of wisdom out of the
best books. Much has been written of incalculable worth. Brigham
Young told us that all truth belongs to the gospel of Jesus
Christ and it is our responsibility to seek it out. We
should do so, however, always firmly tethered to our spiritual
faith. We should never sacrifice what we know spiritually,
for what we do not know or understand rationally. Make
sure the proper default rule is in place before you venture
out lest you become confused and falter. Do not sell your
spiritual birthright for a mess of pottage.
I
approach this project with a fair amount of trepidation
because being human, I know I am prone to err like everybody
else. I will try my best to avoid it in these articles,
but if, per chance, you truly discover some, I sincerely
apologize and beg forgiveness. If my display of apples
is otherwise fitly set, please feel free to remove any
of the rotten ones you discover, but don’t use that as
an excuse to discard the whole set. Please look upon my
efforts as simply something upon which you can build through
your own personal study and consideration.
For more information visit The Constitutional
Freedom Foundation website at: http://www.constitutionalfreedomfoundation.org/index.htm
Notes:
. American Constitutional History,
Erik McKinley Erikson, published by W.W. Norton & Co,
1933, pp.235-36.
. The Federalist, published
by Global Affairs Publishing Company, 1987, quoted on the
page before the table of contents.
. Cohens v. Virginia, 19 U.S.
264 (1821).
. Letter from James Madison to Thomas
Jefferson, Feb. 8, 1825; Writings 9:218-220.
vi. Letter to Bishop Mandell Creighton, 1887.
. Letter to Gideon Granger, August
13, 1800, Thomas Jefferson, Works 4:331. Reproduced
at:http://etext.virginia.edu/etcbin/ot2www‑singleauthor?specfile=
/web/data/jefferson/texts/jefall.o2w&act=
text&offset=6081793&textreg=2&query=Our+country+is+too+large
. Letter from Thomas Jefferson to Joseph
C. Cabell, Feb. 2, 1816, Works 6:543, reproduced
at “www.constitution.org/tj/jeff14.txt”, p.421.
. Federalist #45, paragraph 12.
. Federalist #39, paragraph 16.
. Federalist #41, paragraph 26.
. Federalist #41, paragraph 27.
. Letter to Albert Gallatin, June 1817, Thomas
Jefferson, Works 7:70. Reproduced at: http://etext.lib.virginia.edu/etcbin/foleyx‑browse?id=
General%20Welfare%20Clause
. National Bank Opinion, 1791. Reproduced
at: http://etext.lib.virginia.edu/etcbin/foleyx‑browse?id=
General%20Welfare%20Clause
. Cicero, quoted in A Pillar of
Iron, p. 512.
. U.S. v. Butler, 297 U. S.1
(1936).
. Federalist # 79, paragraph 1.
. Thomas Jefferson in a letter to George
Washington,15 February, 1791, Opinion on the National Bank,
ME 3:146. It can be found at the following website maintained
by the University of Virginia: http://etext.virginia.edu/etcbin/ot2www‑jeffquot?
specfile=/web/data/jefferson/quotations/www/jeffquot.o2w
. Federalist #29, paragraph 4.
xx. Alexander Hamilton, Elliot’s Debates 2:362.
. Federalist #33, paragraph 4.
. Federalist #32, paragraph 2.
. Federalist #32, paragraph 7.
. Federalist #32, paragraph 1.
. Federalist #34, paragraph 6.
. Marbury v. Madison, 5 U.S.137
at 176-77 (1803).
. Brutus No. 2, Nov. 1, 1787, Storing
2.9.24-32, republished in A History of the American
Constitution, Daniel A. Farber & Suzanna Sherry,
West Publishing, pp.222-23.
. Ross V. U.S./Alberts v. California, 354
U.S. 476, (1957).
. Lawrence v. Texas, 123 S.
Ct. 2472 at 2484; 156 L. Ed. 2d 508 at 526; 2003 U.S. LEXIS
5013; 71 U.S.L.W. 4574, June 26, 2003.
. U.S. v. Butler, 297 U. S.1
(1936).
. http://c2.com/cgi/wiki?ShouldersOfGiants