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Terryl L. Givens
Wednesday, February 24 2010

When Souls Had Wings: Pre-Mortal Existence in Western Thought

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Latter-day Saints usually think of pre-existence as a doctrine unique to Mormonism, known to Abraham and alluded to by Wordsworth in an oft-cited poem, but otherwise long lost to the Christian world. In actual fact, belief in the soul's pre-mortal existence constitutes a rich if largely forgotten tradition in Western thought. 

Several philosophers from Plato through Leibniz and Kant to twentieth-century Cambridge intellectuals, dozens of poets from antiquity to Robert Frost, and numerous religious thinkers throughout the Jewish and Christian traditions, propounded a pre-earthly realm peopled by the souls of men and women yet unborn. Pre-existence has been invoked to explain "the better angels of our nature," including the human yearning for transcendence and the sublime; it suggests a reason for the frequent sensation of alienation and the indelible sadness of human existence.

Pre-existence has been urged to account for why we know what we should not know, to explain the unevenly distributed pain and suffering that are humanity's common lot, and has been triumphantly invoked to rescue God's justice and honor. Lives lived in pre-mortal realms have explained convincingly the uncannily instantaneous bonds between friends and between lovers, forged so profoundly they seem to possess their own mysterious prehistory. And many philosophers have found in human premortality the necessary precondition for a will that is genuinely free and independent.

Tracing the Idea

In my work on this topic, I have attempted to trace the genesis of the idea in Western thought, understand the reasons for its demise in the 5th and 6th centuries A.D., and its persistence and even resurgence in subsequent centuries, and to catalog the several functions the paradigm served, the needs it addressed, the problems it resolved, and the questions to which it provided compelling answers. Paradigms and belief structures, like myths and mythologies, persist because of their explanatory power. The most successful are those that are used more effectively than others in the interpretation of experience. They do important intellectual and cultural work, which is to say, they order reality, satisfy emotional yearning or longing, rationalize the incongruities and traumas of existence, or simply explain why the sky is blue, birds fly, and things are the way they are. Pre-mortal existence is such a paradigm.

Here, then, is a brief sketch of the idea's history in Western thought. The oldest religious system known to scholars is that of ancient Mesopotamia. And in some of their oldest creation narratives, we already find tantalizing hints of a human soul that not only survives death, but originated in heaven. The poem Atra-Hasis (ca. 1700 BC), for example, recounts how a council of gods decided to create the human race, and took the spirit of a divine being to insert in the shell of clay, thus making the first man. The poem also suggests an apprehension on the part of the council, lest the man remember his divine origin and claim his rightful place among those gods.

Plato (428-348 BC), the father of Western philosophy, wrote several dialogues in which preexistence featured prominently. He employed the concept in order to explain human intuition of certain ideas, to account for human love, and to make sense out of a world of pain and sorrow.

The earliest Christian theologian to defend preexistence was Church Father Origen (185-254), once considered the greatest teacher after the apostles themselves. He acknowledges that the scriptures are vague on the question, but argues that reason inevitably leads us to affirm human preexistence as the only way to make sense of a universe populated by beings-human and heavenly-that range from angelic to demonic. The preexistence of the soul also seemed to generations of early Christians-and to many in the centuries since-vastly preferable as the theory of the spirit's origins to the two alternatives, each with profound problems of their own. If God created the spirit at the time of conception ("creationism"), such a pure and innocent spirit would seem a living contradiction to the doctrine of original sin that Christians were coming to espouse. But if the spirit were created by the parents ("traducianism"), that would give to mortals a power to create something ineffable and immortal, which only God should be able to do. For these reasons, preexistence won out as a less problematic explanation in the debates and minds of many religious thinkers.

Augustine (354-430), the most influential theologian of Christianity after Paul, similarly found preexistence the most logical explanation of the soul's origins. Among his many reasons was his sense that our yearning for God is a desire to return to a familiar state of happiness we have forgotten. By Augustine's day, however, preexistence was coming under increasing attack from ecclesiastical leaders. Several implications of the doctrine were seen as hostile to developing conceptions of God and man: preexistence was too often associated with the Gnostics-a loosely defined group considered heretics and the gravest threat to Christian orthodoxy. Creation ex nihilo [out of nothing] was becoming the dominant version of the world's origin, and that doctrine was incompatible with belief that humans pre-existed or co-existed with God. In addition, the innate immortality suggested by preexistence was thought to belong to God alone. Most disturbingly, preexistence suggested to influential theologians like Jerome (347-420) a dangerous collapse of the distance that should separate man from his Creator. Like the Mesopotamian gods, Jerome feared belief in an origin among the gods would lead man to assume he could return to claim a place there. When Augustine abandoned his explicit defense of the doctrine around 400, its fate was sealed. By the sixth century, emperors and church councils were issuing the first of several official denunciations of the doctrine of preexistence.

Tenaciously Surviving

Where preexistence demonstrates its most powerful appeal and resilience is in how tenaciously it survived after its official expulsion from Christian dogma. Jewish writers were immune to Christian anathemas, of course, and they kept the tradition alive through a host of rabbinical and mystical texts. Christian mystics as well, like Hildegard von Bingen (b. 1098), Julian of Norwich (1342-1416), and Jacob Boehme (1575-1624) articulated different versions of preexistence.

The seventeenth century witnessed a full-fledged revival of the idea, when several clergymen philosophers in England known as the Cambridge Platonists argued passionately for a return to two early Christian doctrines: preexistence and what they called "deification." These men and several contemporaries (including England's first woman philosopher, Anne Conway), wrote an array of treatises, essays, and poetry, defending and celebrating preexistence, which their greatest member, Henry More (1614-1687), called one of the two keys to understanding the true nature of the universe (Copernican astronomy was the other).

By this time, the greatest philosophers in the European tradition are taking up the subject. Rene Descartes (1596-1650), the father of Rationalism, tries to account for innate ideas without employing the idea of preexistence, but a little over a century later, the greatest philosopher of the era, Immanuel Kant (1724-1804), propounded a series of explicit defenses of the doctrine. One of his most original was his insistence that if the soul of man is eternal like God, it can hardly be conjured into existence by an accident of sexual passion or trivial circumstance. In these centuries, other famous names appear periodically at the peripheries of the saga of preexistence.


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